Dundee Securities Ltd. is a participating organization in the Toronto Stock Exchange, the TSX Venture Exchange, TMX Select, Alpha Trading Systems, Omega ATS and Chi-X Canada. Dundee is also a CNSX Dealer with access to the Canadian National Stock Exchange and CNSX Markets’ PURE Trading facility, in addition to being a subscriber to both the TriAct Canada Marketplace and the CX2 Canada ATS.

Dundee Securities Ltd. Policies and Procedures When Handling Order Types

Statement of Fairness Policy for Allocation of Investment Opportunities

Avis de politique d’équité à l’égard de la reparation des occasions de placement